Rare Reg A+ Fines Reflect New Era Of SEC Enforcement
By Ryan Flynn, Matthew Moisan and William Bruno · August 17, 2023, 3:31 PM EDT
The U.S. Securities and Exchange Commission announced on May 16 that 10 microcap companies violated Regulation A+ and have been ordered to pay civil penalties ranging from $5,000 to $90,000....
To view the full article, register now.
Try a seven day FREE Trial
Already a subscriber? Click here to login